Wendy Butler

Wendy Butler

Senior Investigator, Corporate Investigations Division, Prudential

Wendy Butler is responsible for handling investigations relating to matters of fraud, which may include investigations involving regulatory compliance, sales misconduct, conflict of interest, ethics, privacy, elder financial exploitation, identity theft and other matters relating to improper conduct. These investigations may involve account holders, employees, third party entities, vendors, sales agents and third party brokers. She is responsible for uncovering schemes and determining the cause and effect relationships. Her investigations cover products enterprise wide, such as, Life Policies, Annuities, Retirement Plans and Brokerage Accounts. She also assists in the development and training of other internal and external Investigators. In her prior role as a Senior Manager of Investigations at Equitable (AXA Equitable) she conducted similar investigations and held various roles during her 19 year tenure. In both her roles, she has worked with various external entities which resulted in the recovery of funds to The Company through restitution and as well as the conviction of subjects.


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